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Gerry Brennan

Director - Head of Financial Service Regulatory at Maples and Calder

Dublin, Ireland

About Me

Gerry is a compliance and risk specialist, with over 10 years’ experience in senior roles, most recently at several London based global asset managers and previously at the Central Bank of Ireland, he engages with clients by combining a practical perspective with an in depth understanding of compliance requirements.

He has front line experience of the range of compliance responsibilities, with a focus on Ireland and the UK but also experience of other jurisdictions. He understands how to effectively implement regulatory requirements in many areas including, monitoring plans, client asset regimes, market abuse, suitability & appropriateness, conduct risk, financial promotions, anti-financial crime, MiFID, UCITS and AIFMD regulations. 

Gerry has managed and responded to regulatory reviews, enforcement actions and remediation plans from regulators across multiple jurisdictions, including the Central Bank of Ireland and the FCA, and has set-up and enhanced governance and control structures at multiple regulated entities.

Gerry Brennan's Passles

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Analog regulations in a digital world

The Central Bank of Ireland has issued an interesting discussion paper that examines the issues of digital delivery of financial services...

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unknownx500 schopie1

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Will research rules under MiFID II prevent small and medium sized companies from raising capital?

One of the unintended consequences of MiFID II is the cooling effect unbundling of research from dealing commission is likely to have on...

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unknownx500

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Where to find guidance on MiFID II

For Irish firms looking for guidance on how to interpret elements of MiFID II, a good starting point would be the many policy statements...

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unknownx500 motiqua

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